Senior Compliance Officer - Brussels, België - CANDRIAM
Beschrijving
Position descriptionBusiness unit:
- Legal, Secretary General & Compliance
- Compliance
Job title:
- Senior Compliance Officer H/F
Contract type:
- Permanent
Mission:
Responsabilities:
- Under the oversight of the Head of Compliance Conduct and Advisory, contribute to the functioning of CANDRIAM's compliance programs, including:
- Participate in the analysis of the regulatory risks incurred and the identification of foreseeable or potential impacts for CANDRIAM in cooperation with the Legal department.
- Contribute to CANDRIAM regulatory change implementation initiatives.
- Perform Compliance policy reviews and participate in the drafting/updating of policies, procedures.
- Provide timely and accurate regulatory advice and support to CANDRIAM business and support functions on an ongoing basis.
- Contribute to the different compliance conduct frameworks (such as Conflict of interests, personal account dealing, complaint monitoring, training policy, required certifications, etc.).
- Contribute to the Compliance training plan, drafting training materials, and carrying out webinars and facetoface training.
- Contribute to the development of new activities, processes and financial products.
- Contribute to the responses provided by the Compliance team to RFPs and due diligence.
- Maintain the compliancerelated information available on the Internet for third parties and on the intranet for employees.
- Periodically represent the department in committees.
- Contribute to the elaboration of internal or external (supervisory authorities, clients) compliance reports.
Profile:
- Master's Degree or equivalent : Master's in law, Finance, or a Business school.
- Good written, verbal communication skills in French and English (Dutch would be a valuable plus)
- At least 5 years of experience in compliance, legal or other controlrelated function in the financial services firm, regulatory organization, or legal/consulting firm. Compliance experience in the asset management industry or investment services is a strong plus.
- Expertise of Compliance laws, rules, regulations, risks and typologies in particular related to collective investment activities and/or investment services.
- Comprehensive knowledge of regulatory requirements including European regulation and industry standards as they pertain to asset management (UCITS, AIFMD, MIFID, SFDR, GDPR, MAR, etc.).
- Experience in writing/ reviewing policies, procedures, reports, and other effective communication.
- Excellent written, verbal communication skills in French and English (Dutch would be a plus).
- Strong organizational skills ability to meet deadlines consistently, manage multiple tasks.
- Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging.
- Ability to navigate a complex global organization; to influence and lead people across cultures.
- Good knowledge of MS Office tools (Word, Excel, Outlook, PowerPoint).
Position location
Job location:
- Europe, Belgium
City:
- Brussels
Education:
- 4. Master's Degree II / Bac+5
Minimum level of experience required:
- 610 years
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