Analyst, Compliance Consulting - Brussels

Alleen voor geregistreerde leden Brussels, België

1 dag geleden

Default job background
Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. · As an Analyst you will embody drive, embra ...
Functieomschrijving

Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

As an Analyst you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.

Day-to-day Responsibilities

Managing a portfolio of clients regulated by the SFC and other global regulators
Drafting compliance manuals and other compliance documentation for clients
Establishing and maintaining the compliance infrastructure for clients
Undertaking periodic compliance monitoring reviews at client premises
Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
Execute audit procedures to assess, design and operating effectiveness of internal controls
Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
Drafting and/or reviewing regulatory reports and returns

Essential Traits

Proven experience in a compliance role, for example within an SFC regulated firm or a compliance consultancy practice
Good understanding of the financial services industry i.e. asset management and broking sectors
Strong English oral and written communication skills
Risk tolerant and comfortable in a rapidly changing environment
Legal or audit background would be useful
Excellent written and verbal communication skills that help represent diverse communities

About Kroll

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities.

As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights.

Ready to build, protect, restore and maximize our clients' value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

In order to be considered for a position, you must formally apply via


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