- Develop, implement, and maintain effective compliance policies and procedures.
- Monitor and assess compliance with all relevant regulatory requirements, including AIFMD and UCITS directives.
- Act as a primary contact with the Luxembourg regulatory authorities and other stakeholders.
- Ensure the preparation and submission of periodic compliance reports to regulatory bodies.
- Oversee the training and development of staff on compliance matters and ethical conduct.
- Conduct regular internal reviews and audits to ensure compliance.
- Manage and mitigate risk by identifying potential areas of compliance vulnerability and risk; develop/implement corrective action plans.
- Stay abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
- Proven experience as a Conducting Officer in Compliance or similar role within a Management Company. ( minimum 6 years of experience )
- Deep understanding of the regulatory environment in Luxembourg, specifically AIFMD and UCITS.
- Strong knowledge of compliance systems and frameworks.
- Excellent communication and interpersonal skills, with the ability to engage effectively with regulators, senior management, and staff at all levels.
- Bachelor's or Master's degree in Law, Finance, Business Administration or a related field.
- Professional qualifications in compliance ( , CAMS, ICA Diploma) would be an advantage.
- Ability to handle multiple tasks and work under pressure.
- Fluent in English; proficiency in French or German would be beneficial.
- Competitive salary and benefits package.
- Opportunity to work in a dynamic, fast-growing environment.
- Professional growth and development opportunities.
-
Compliance, Conducting Officer
1 week geleden
CARTA Luxembourg, BelgiëThe Company You'll Join · Carta is a platform that helps people manage equity, build businesses, and invest in the companies of tomorrow. Our mission is to unlock the power of equity ownership for more people in more places. · Carta is trusted by more than 40,000 companies and ...
-
Project Manager Luxembourg
5 dagen geleden
CBRE Arlon, BelgiëPosted- 17-Feb-2023- Service line- GWS Segment- Role type- Full-time- Areas of Interest- Facilities Management- Location(s)- Arlon - Luxembourg - Belgium, Bastogne - Luxembourg - Belgium- CBRE Global Workplace Solutions is a leading global provider of integrated facilities and co ...
-
Compliance Officer
2 weken geleden
LeGrand Lux Provincie Luxemburg, België VoltijdAs a prominent provider of essential administrative services, our client's mission is to support clients in investing and conducting operations safely on a global scale. With a team of over 9,100 professionals operating from 120 offices across 85 jurisdictions worldwide, they cat ...
-
Consultant as Senior Compliance/ RC
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdAre you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further Our client is a leading provider of such solutions, focusing on both traditional and alternative sec ...
-
Junior Compliance Officer
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdWe are looking for a Junior Compliance Officer to join our client's team within a legal and financial structure in Luxembourg. A structure that seeks to add value by taking a proactive approach, working closely with its clients and their professional advisors to establish long-te ...
-
compliance analyst
1 week geleden
BlackRidge Group Provincie Luxemburg, België VoltijdCOMPLIANCE ANALYST Responsibilities: · Ensuring meticulous compliance with AIFM regulations and other applicable laws and regulations in Luxembourg. · Pave the way in developing, implementing, and refining innovative compliance policies, procedures, and controls to effectively ...
-
KYC Analist
1 week geleden
FYTE Provincie Luxemburg, België VoltijdAs a KYC Analyst F/M , the successful candidate will play a crucial role in safeguarding the company's integrity and reputation by meticulously verifying the identities of clients and assessing their risk profiles. · Conducting thorough KYC assessments on new and existing client ...
-
Italian-speaking Compliance Officer in an Italian AIFM
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdWe are currently seeking an Italophone Compliance Officer to join a dynamic Italian AIFM in Luxembourg. This position offers a unique opportunity to contribute to the regulatory compliance of the company in the alternative and regulated funds sector, within a dedicated and collab ...
-
Junior Compliance Officer within a Legal and Financial firm
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdWe are looking for a Junior Compliance Officer to join our client's team within a legal and financial structure in Luxembourg. A structure that seeks to add value by taking a proactive approach, working closely with its clients and their professional advisors to establish long-te ...
-
Compliance Administrator
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdA rewarding opportunity in compliance is waiting for you A well-established asset manager , located close to the Belgian border , is currently looking for a Compliance Administrator to join their dynamic team. This position is part-time for an initial period of 6 months, with ...
-
Senior Compliance Officer/RC within a PSF in City Centre
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdOur client, an independent governance company of the PSF type in the financial sector, provides governance services for other companies. Located in the heart of the city, our client is looking to strengthen its team of thirty individuals, in a human and highly entrepreneurial env ...
-
Mid-senior compliance officer
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdSituated near Belgian border , our client is a stable, friendly and accomplished company.Created in the 80's, the founders still work in the company and support their team to grow organically. They offer the challenge of self - governed work and ensure you the structure for a l ...
-
Senior Compliance Officer M/F
1 week geleden
EY Provincie Luxemburg, BelgiëSenior Compliance Officer (m/f) 1 Location: Primary Location Only Salary:CompetitiveDate: Apr 12, 2024 Job descriptionRequisition ID: At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become t ...
-
RC with MLRO Expertise
6 dagen geleden
Austin Bright Provincie Luxemburg, België VoltijdWith a vast team of over 900 professionals spread across four continents, this is your chance to thrive in a dynamic, international, and rapidly expanding environment.We're excited to present an exclusive opportunity with one of our partners, strategically located near the Belgia ...
-
Senior FATCA/CRS
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdOur client is seeking a highly skilled and experienced Senior Regulatory Specialist with expertise in FATCA and CRS to join our dynamic team. As a leading firm in Luxembourg's financial services sector, we are dedicated to providing exceptional regulatory compliance services to o ...
-
Senior Compliance Advisor
2 weken geleden
greenfield Provincie Luxemburg, België VoltijdSENIOR COMPLIANCE ADVISOR – MiFID AND MARKET ABUSE SURVEILLANCE EXPERT (SE025) Our client is a leading European bank, with ca. employees worldwide, and 200 in Luxembourg, Greenfield is looking for a Senior Compliance Advisor – MiFID and Market Abuse Surveillance Expert. An oppo ...
-
RC with MLRO Expertise
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdJoin an industry powerhouse with over 40 years of expertise, standing as a global leader in the field. With a vast team of over 900 professionals spread across four continents, this is your chance to thrive in a dynamic, international, and rapidly expanding environment.We're exci ...
-
Manager VAT
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdOur client is a well-established small-sized fiduciary firm located in the bustling city-center of Luxembourg. With a commitment to excellence and personalized service, they cater to a diverse clientele, providing comprehensive financial and fiduciary solutions. Renowned for ...
-
Portfolio Analyst
2 weken geleden
TMF Luxembourg S.A. Provincie Luxemburg, BelgiëPortfolio Analyst Job no: 571755 · Work type: Full time · Location: Luxembourg, Luxembourg · Categories: Funds · Office Location: Luxembourg · We never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platf ...
-
Financial Accountant
1 week geleden
Austin Bright Provincie Luxemburg, België VoltijdOur client is a reputable accounting firm located in the eastern region of Luxembourg, specializing in providing comprehensive financial services to commercial companies. With a focus on fiduciary matters and a dedication to excellence, we strive to deliver tailored solutions to ...