- Assist in various tasks of Corporate Compliance and run controls of the CMP
- Proactively contributing to monitoring the company's procedures according to regulatory developments.
- Contributing to the production of all types of report relating to the requests of our internal and external clients.
- Participating to regulatory projects relating to Compliance, taking charge of coordination tasks if necessary.
- Being involved in presenting the team's activities to in-house and external clients, including when regulatory changes occur.
- Providing advice and assisting staff on the regulatory implications of current and new regulations and changes to the business.
- Contributing to improving the organization of the department (deploying processes and/or tools for adequate follow-up of the work of the team and of projects).
- Supervising the AML/KYC control activities carried out by the Transfer Agent Department by reviewing investors' files, particularly those posing a high risk.
- Carrying out / supervising second-level controls specific to the function, covering both activities relating to the acceptance and monitoring of business relationships with investors (Transfer Agent Department) and those specific to the management company's clients ( procedures for entering into relationships managed by other departments).
- University degree (BAC +5 minimum) in Economics or Finance.
- 3 to 7 years' experience in the area of Compliance (Corporate and/or AML), internal / external audit experience
- At ease using computer systems and new technologies as well as an interest in these areas.
- Good knowledge of European and Luxembourg legislation (mandatory).
- Knowledge of the full remit of compliance competencies with a comprehensive understanding of the various roles in the investment fund industry, and more particularly of the operating mechanisms of a management company, but also of a custodian bank, transfer agent, fund administration and the related regulatory framework, will be considered as an asset.
- Discretion, rigour, dependability and organisational skills
- Analytical skills (investigative mindset), sense of proportionality (risk-based approach) and sound critical thinking (professional judgement)
- Writing and communication skills, sense of diplomacy
- Team spirit (solidarity)
- Tech savvy profile
- Written and spoken fluency in French and English.
-
Compliance Officer
3 dagen geleden
BNP Paribas Provincie Luxemburg, BelgiëDepuis mai 2009, BGL BNP Paribas fait partie du groupe BNP Paribas, leader européen en matière de services bancaires et financiers.Avec BGL BNP Paribas , le Groupe BNP Paribas est le premier employeur du secteur financier et un des plus grands employeurs du Grand-duché de Luxembo ...
-
Senior Compliance Officer
3 dagen geleden
Abiomis Provincie Luxemburg, België VoltijdSenior Compliance Officer en PSF - Equilibre de Vie, Evolution · Nous avons le plaisir d'accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 40 collaborateurs, dans sa recherche d'un Senior Compliance Officer.Depuis sa création il y une d ...
-
Senior Compliance Officer
3 dagen geleden
Abiomis Provincie Luxemburg, België VoltijdSenior Compliance Officer – PSF en Pleine Expansion, AIF Pour un PSF spécialisé, notre équipe recrute actuellement un Senior Compliance Officer ayant de l'expérience dans l'administration d'un portefeuille de fonds d'investissements .Avec un grand focus sur divers véhicules d' ...
-
Senior Compliance Officer en PSF
3 dagen geleden
Abiomis Provincie Luxemburg, België VoltijdSenior Compliance Officer en PSF - Equilibre de Vie, Evolution Nous avons le plaisir d'accompagner cette PSF avec une très bonne réputation au Grand-Duché, représentée par environ 40 collaborateurs, dans sa recherche d'un Senior Compliance Officer.Depuis sa création il y une diz ...
-
Compliance Officer relatore italiano in un AIFM
3 dagen geleden
Austin Bright Provincie Luxemburg, België VoltijdAttualmente stiamo cercando un Responsabile della Conformità italofono per un dinamico AIFM italiano a Lussemburgo. Questa posizione offre un'opportunità unica per contribuire alla conformità normativa dell'azienda nel settore dei fondi alternativi e regolamentati, all'interno di ...
-
VIE Compliance Officer, Professional Ethic
3 dagen geleden
BNP Paribas Provincie Luxemburg, BelgiëVIE Compliance Officer / Professional Ethic, H/F Concrètement votre quotidien ? En soutien à l'équipe Compliance, vous êtes amené à : Participer au traitement opérationnel de l'équipe : analyses, formulation d'avis, identification des risques, suivis, réalisation de contrôles, p ...
-
VIE - Compliance Officer (H/F)
3 dagen geleden
BNP Paribas Provincie Luxemburg, BelgiëDepuis mai 2009, BGL BNP Paribas fait partie du groupe BNP Paribas, leader européen en matière de services bancaires et financiers.Avec BGL BNP Paribas , le Groupe BNP Paribas est le premier employeur du secteur financier et un des plus grands employeurs du Grand-duché de Lux ...
-
Senior Compliance Officer
3 weken geleden
Michael Page Luxembourg Virton, België Temps pleinNous cherchons le nouveau Senior Compliance Officer spécialisé en banque privée, qui rejoindre une équipe de 4 personnes. · Informations sur l'entreprise · Notre client est un acteur historique de la banque privée en Europe. Stable, avec une approche sur mesure, notre client sert ...
-
Compliance, Conducting Officer
1 week geleden
CARTA Luxembourg, BelgiëThe Company You'll Join · Carta is a platform that helps people manage equity, build businesses, and invest in the companies of tomorrow. Our mission is to unlock the power of equity ownership for more people in more places. · Carta is trusted by more than 40,000 companies and ...
-
Senior Compliance Officer
3 dagen geleden
Abiomis Provincie Luxemburg, België VoltijdSenior Compliance Officer – Work Life Balance, Steinfort We are currently assisting our long-standing partner, a renowned PFS, based in Luxembourg close to the Belgian border in their search for their future Senior Compliance Officer to join their team.Our partner provides its c ...
-
Senior Compliance Officer
3 dagen geleden
Abiomis Provincie Luxemburg, België VoltijdSenior Compliance Officer – Belgian Border, Work-Life Balance We are delighted to introduce you an opportunity in a wonderful human-sized PFS present all over the world and totally independent in Luxembourg. Our client has a large proposition of services such as accounting, corp ...
-
Senior Compliance Officer
2 weken geleden
Abiomis Provincie Luxemburg, België VoltijdSenior Compliance Officer - Internal Compliance, No Overtime We are currently assisting an independent PFS, supervised by the CSSF in Luxembourg, as it wishes to strengthen its team of talents with an experienced Compliance Officer.This service provider is ideal in terms of size ...
-
Senior Compliance Officer
3 dagen geleden
Abiomis Provincie Luxemburg, België VoltijdSenior Compliance Officer - Growing PFS, Work Life Balance Our partner is a prestigious PFS that has been present in Luxembourg for over a decade now. They have not only grown in Luxembourg, but also throughout their several entities abroad which shows that the group in itself ...
-
Senior Compliance Officer
3 dagen geleden
Abiomis Provincie Luxemburg, België VoltijdSenior Compliance Officer – Belgian Border, Stable PFS We are currently assisting our long-standing partner, a renowned PFS, based in Luxembourg close to the Belgian border in their search for their future Senior Compliance Officer to join their team.Our partner provides its cli ...
-
Senior Compliance Officer
2 weken geleden
Bank Pictet & Cie Provincie Luxemburg, BelgiëYour teamThe Pictet Group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has bee ...
-
Legal And Compliance Officer
3 weken geleden
Fisogest S.a. Virton, België VoltijdNotre fiduciaire MGI Fisogest établie au Luxembourg depuis 1993 est le partenaire fiable de nos clients. · Nous les accompagnons quotidiennement dans divers domaines : comptabilité et fiscalité, secrétariat social, juridique, conseil et IT, assurances. · Notre approche personnell ...
-
Compliance Officer Needed for Leading PSF in Luxembourg
3 dagen geleden
Austin Bright Provincie Luxemburg, België VoltijdWe are currently seeking a proactive Compliance Officer to join an esteemed PSF located in the Gare district of Luxembourg. This role presents an exciting opportunity to play a pivotal part in ensuring the firm's adherence to regulatory standards within the financial services sec ...
-
Italian-speaking Compliance Officer in an Italian AIFM
3 dagen geleden
Austin Bright Provincie Luxemburg, België VoltijdWe are currently seeking an Italophone Compliance Officer to join a dynamic Italian AIFM in Luxembourg. This position offers a unique opportunity to contribute to the regulatory compliance of the company in the alternative and regulated funds sector, within a dedicated and collab ...
-
SR Compliance Officer in a splendid manor house
2 weken geleden
Austin Bright Provincie Luxemburg, België VoltijdExciting opportunity in a human sized company located close to Luxembourg city centre How would you like to work in a small organisation where everyone knows each other and enjoys their lunch break in a park ? This Senior Compliance Officer offer is for you. This company will ...
-
Abiomis Virton, België Temps pleinCorporate & Compliance Officer – Fiduciaire Historique, Équipe stable · Vous cherchez une structure stable dans laquelle pouvoir collaborer de manière durable pour les prochaines années de votre carrière ? · Ainsi, vous serez séduit par l'opportunité au sein de notre fiduciaire ...
Senior Compliance Officer - Provincie Luxemburg, België - Bank Pictet & Cie
Beschrijving
Your teamThe Pictet Group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has been present since 1989 in Luxembourg, where it employs over 700 people.FundPartner Solutions provides a full suite of fund administration and private label funds services. The global team of industry experts specialises in fund domiciliation, registration and governance, as well as risk compliance and investment management services.Corporate Functions includes the Group's non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units, and include Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Organisation & Digital, Risk and Tax departments.You will be part of the Compliance team in Luxembourg.Your roleThe Compliance function's duties include the following tasks:
